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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

Mark Daniel Searles

Advisor at LPL FINANCIAL LLC

GAITHERSBURG, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1b6ac393-2e79-a96c-e794-6bc26ef4d1fc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 4, 2020
First registration: Feb 13, 2020
Dual registered: yes, broker-dealer
IAPD individual key: 6357421

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 1, 2025	n/a	yes	GAITHERSBURG, MD	Current employment
GROVE POINT ADVISORS, LLC	Former SEC adviser	Apr 1, 2021	May 1, 2025	no	ROCKVILLE, MD\|ROCKVILLE, MD\|Gaithersburg, MD	Previous registration
H. BECK, INC.	Former SEC adviser	Jul 24, 2020	Apr 1, 2021	no	ROCKVILLE, MD\|Gaithersburg, MD	Previous registration
SSN ADVISORY, INC.	Former SEC adviser	Feb 13, 2020	Jul 24, 2020	no	GAITHERSBURG, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Kind	Move type
GROVE POINT ADVISORS, LLC	LPL FINANCIAL LLC	May 1, 2025	May 1, 2025	Bulk transfer	Ibd to ibd
H. BECK, INC.	GROVE POINT ADVISORS, LLC	Apr 1, 2021	Apr 1, 2021	Bulk transfer	Ibd to ibd
SSN ADVISORY, INC.	H. BECK, INC.	Jul 24, 2020	Jul 24, 2020	Firm change	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
126090:1763:MD:2020-07-24	Jul 24, 2020	Jul 24, 2020	GAITHERSBURG, MD	Firm change

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 1, 2025 to presentfactForm ADV
→ GROVE POINT ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 1, 2021 to May 1, 2025factForm ADV
→ H. BECK, INC.Registered adviserregistration: previous registration
Jul 24, 2020 to Apr 1, 2021factForm ADV
→ SSN ADVISORY, INC.Registered adviserregistration: previous registration
Feb 13, 2020 to Jul 24, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1b6ac393-2e79-a96c-e794-6bc26ef4d1fc
First observed: Feb 13, 2020
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Mark Daniel Searles

Advisor at LPL FINANCIAL LLC

GAITHERSBURG, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1b6ac393-2e79-a96c-e794-6bc26ef4d1fc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:57 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

May 1, 2025

n/a

yes

GAITHERSBURG, MD

Current employment

GROVE POINT ADVISORS, LLC

Former SEC adviser

Apr 1, 2021

May 1, 2025

ROCKVILLE, MD|ROCKVILLE, MD|Gaithersburg, MD

Previous registration

H. BECK, INC.

Former SEC adviser

Jul 24, 2020

Apr 1, 2021

ROCKVILLE, MD|Gaithersburg, MD

Previous registration

SSN ADVISORY, INC.

Former SEC adviser

Feb 13, 2020

Jul 24, 2020

GAITHERSBURG, MD

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

GROVE POINT ADVISORS, LLC

LPL FINANCIAL LLC

May 1, 2025

Bulk transfer

Ibd to ibd

H. BECK, INC.

GROVE POINT ADVISORS, LLC

Apr 1, 2021

Bulk transfer

Ibd to ibd

SSN ADVISORY, INC.

H. BECK, INC.

Jul 24, 2020

Firm change

Ibd to ibd

Team

Left

Joined

From

Kind

126090:1763:MD:2020-07-24

Jul 24, 2020

GAITHERSBURG, MD

Firm change