DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
CRD 106207
GLASGOW, SCOTLAND
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| I•••• U• P••••••• F••• | Other Private Fund | $1.5B | Mar 27, 2013 | 1,322 | Mar 27, 2013 | dropped | n/a |
| I•••• A••••••• E••••••• I••••• F••• | Other Private Fund | $523M |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A•••• J••••• B•••• | Director | Na | yes | 07/2014 | Jul 30, 2014 | Oct 9, 2014 |
| B••••••• R•••••• G••• | GENERAL COUNSEL & CHIEF RISK OFFICER | Na | yes | 01/2011 | Mar 30, 2012 | Oct 9, 2014 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| I•••• F••• M••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| London | n/a | United Kingdom | n/a | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2013 | Mar 28, 2014 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2013 | $109B | $111B | -1.8% | n/a | n/a | 388 | 402 | n/a | n/a |
| 1,284 |
| Mar 30, 2012 |
| dropped |
| n/a |
| I•••• C•••••••• B••• F••• | Other Private Fund | $454M | Mar 27, 2013 | 14,910 | Mar 30, 2012 | dropped | n/a |
| I•••• M•••••• P•••••••• F••• | Other Private Fund | $296M | Mar 27, 2013 | 21,518 | Mar 30, 2012 | dropped | n/a |
| I•••• B••••••• G••••• F••• | Other Private Fund | $224M | Mar 27, 2013 | 8,222 | Mar 30, 2012 | dropped | n/a |
| I•••• A••••••• G••••• F••• | Other Private Fund | $150M | Mar 27, 2013 | 1,596 | Mar 30, 2012 | dropped | n/a |
| I•••• S•••••• C•••••••• F••• | Other Private Fund | $137M | Nov 29, 2012 | 2,202 | Mar 30, 2012 | dropped | n/a |
| I•••• U• E••••• I••••• F••• | Other Private Fund | $134M | Mar 27, 2013 | 8,665 | Mar 30, 2012 | dropped | n/a |
| I•••• P•••••• G••••• F••• | Other Private Fund | $101M | Nov 29, 2012 | 884 | Mar 30, 2012 | dropped | n/a |
| I•••• E••••••• G••••• F••• | Other Private Fund | $83.1M | Mar 27, 2013 | 1,579 | Mar 27, 2013 | dropped | n/a |
| I•••• G••••• G••••• F••• | Other Private Fund | $54.1M | Mar 27, 2013 | 1,065 | Mar 30, 2012 | dropped | n/a |
| I•••• S••••• I••••••••• V•••• F••• L••• | Hedge Fund | $1,000 | Nov 29, 2012 | 1 | Mar 30, 2012 | dropped | 021-167826 |
| I•••• S••••• I••••••••• V•••• T•••• | Hedge Fund | $0 | Nov 29, 2012 | 0 | Mar 30, 2012 | dropped | 021-169622 |
| Director |
| Na |
| yes |
| 07/2014 |
| Jul 30, 2014 |
| Oct 9, 2014 |
| F••••••••• C••••••••• J•••• | DIRECTOR & CHIEF INVESTMENT OFFICER | Na | yes | 01/2010 | Jul 30, 2014 | Oct 9, 2014 |
| I•••• A•••• M••••••••• L•••••• | HOLDING COMPANY | E | yes | 03/2000 | Mar 30, 2012 | Oct 9, 2014 |
| P••••• R•••••••• L•••• | Director | Na | yes | 07/2014 | Jul 30, 2014 | Oct 9, 2014 |
| S•••••• N•••••• K•••• | CHIEF EXECUTIVE OFFICER | Na | yes | 07/2014 | Jul 30, 2014 | Oct 9, 2014 |
| S••••••• L••• I••••••••• ••••••••• L•••••• | 100% EQUITY OWNER | E | yes | 07/2014 | Jul 30, 2014 | Oct 9, 2014 |
| S••••••• L••• P•• | 100% EQUITY OWNER | E | yes | 07/2014 | Jul 30, 2014 | Oct 9, 2014 |
| W••••••• C••••• R•••••• | Director | Na | yes | 07/2014 | Jul 30, 2014 | Oct 9, 2014 |
| H•••••• G••••• T••••• | CHIEF FINANCIAL OFFICER | Na | no | 09/2012 | Mar 27, 2013 | Oct 9, 2014 |
| $109B |
| $90B |
| 388 |
| 98 |
| n/a |
| n/a |
| n/a |
| 2012 | Mar 27, 2013 | $111B | $95B | 402 | 73 | n/a | 8 | $2.9B |
| 2011 | Mar 30, 2012 | $118B | $110B | n/a | n/a | n/a | 11 | $2.0B |