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Advisor at HIGHTOWER ADVISORS, LLC
CHICAGO, IL | Rye Brook, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Jan 25, 2021 | n/a | yes | CHICAGO, IL|Rye Brook, NY | Current employment |
| OSAIC FA, INC. | Former SEC adviser | Sep 1, 1999 | Dec 31, 2020 | no | NEW YORK, NY|RYE BROOK, NY|TARRYTOWN, NY|RYE BROOK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FA, INC. | HIGHTOWER ADVISORS, LLC | Dec 31, 2020 | Jan 25, 2021 | 25 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 3978:145323:NY:2020-12-31 | Dec 31, 2020 | Jan 25, 2021 | RYE BROOK, NY | Firm change |