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Advisor at SCHWAB WEALTH ADVISORY, INC.
Phoenix, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SCHWAB WEALTH ADVISORY, INC. | No RAUM reported | Oct 23, 2024 | n/a | yes | Phoenix, AZ | Current employment |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Feb 17, 2004 | Apr 10, 2007 | no | PHOENIX, AZ|PHOENIX, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PARK AVENUE SECURITIES LLC | SCHWAB WEALTH ADVISORY, INC. | Apr 10, 2007 | Oct 23, 2024 | 6,406 | Firm change after gap | Other |