D•••• d• T•••••

Advisor at W••••• A••••••• S•••••••• L••

SHOREWOOD, IL | Des Plaines, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1b91e898-0cce-93f3-7e21-096ee5656999

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 6, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• A••••••• S•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Oct 27, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• A••••••• S•••••••• L••	Institutional manager	Jun 28, 2024	n/a	yes	SHOREWOOD, IL\|Des Plaines, IL	Current employment
G••••• R••••••••• P••••••• L••	Institutional manager	Apr 1, 2019	Jul 4, 2024	no	Shorewood, IL\|SAN RAFAEL, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• R••••••••• P••••••• L••	W••••• A••••••• S•••••••• L••	Jul 4, 2024	Jun 28, 2024	-6	Bulk transfer	Other
K••••• A••••••• S•••••••• L••	G••••• R••••••••• P••••••• L••	Apr 1, 2019	Apr 1, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
121254:42046:CA:2015-10-02	Oct 2, 2015	Sep 1, 2015	ALISO VIEJO, CA	Firm change after gap

Relationships

Registered with (6)

→ W••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jun 28, 2024 to presentfactForm ADV
→ G••••• R••••••••• P••••••• L••Registered adviserregistration: previous registration
Apr 1, 2019 to Jul 4, 2024factForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 19, 2016 to Apr 1, 2019factForm ADV
→ N•• A•••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1b91e898-0cce-93f3-7e21-096ee5656999
First observed: Sep 6, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.