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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

RICH INVESTMENT SOLUTIONS, LLC

CRD 151883

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1b9f0bed-82a0-dd0a-fd37-2c63709f797d

Data as of Mar 30, 2016 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 15, 2012 to Mar 30, 2016
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $46.3MItem 5.F on the latest filing (2016-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $46.3M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Accounts: 2
SEC number: 801-70726
CRD: 151883
Filings on the tape: 7
First filed: Feb 15, 2012
Latest filed: Mar 30, 2016
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
RICH, KEVIN, JAY	FOUNDER, PRESIDENT/MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	D	yes	06/2009	Feb 15, 2012	Mar 30, 2016
KLEARMAN, JEFFREY, DAVID	CHEIF INVESTMENT OFFICER	C	no	11/2009	Feb 15, 2012	Mar 30, 2016

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016	$46.3M	$46.3M	3	3	n/a	n/a	n/a
2014	Mar 30, 2015	$49.4M	$49.4M	3	3	n/a	n/a	n/a
2013	Mar 29, 2014	$75.0M	$75.0M	3	3	n/a	n/a	n/a
2012	Feb 7, 2013	n/a	n/a	3	2	n/a	n/a	n/a
2011	Feb 15, 2012	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$46.3M	$49.4M	-6.3%	n/a	n/a	3	3	n/a	n/a

Relationships

Controls (1)

← RICH, KEVIN, JAYOwnerFOUNDER, PRESIDENT/MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, ownership code D, individual
Feb 15, 2012 to presentfactForm ADV

Owns (1)

← KLEARMAN, JEFFREY, DAVIDOwnerCHEIF INVESTMENT OFFICER, ownership code C, individual
Feb 15, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1b9f0bed-82a0-dd0a-fd37-2c63709f797d
First observed: Feb 15, 2012
Last observed: Mar 30, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RICH INVESTMENT SOLUTIONS, LLC

CRD 151883

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1b9f0bed-82a0-dd0a-fd37-2c63709f797d

Data as of Mar 30, 2016 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:13 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

RICH, KEVIN, JAY

FOUNDER, PRESIDENT/MANAGING MEMBER, CHIEF COMPLIANCE OFFICER

yes

06/2009

Feb 15, 2012

Mar 30, 2016

KLEARMAN, JEFFREY, DAVID

CHEIF INVESTMENT OFFICER

11/2009

Feb 15, 2012

Mar 30, 2016

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 30, 2016

$46.3M

n/a

2014

Mar 30, 2015

$49.4M

n/a

2013

Mar 29, 2014

$75.0M

n/a

2012

Feb 7, 2013

n/a

2011

Feb 15, 2012

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$46.3M

$49.4M

-6.3%

n/a