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C••• D••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner41 years in industry

C••• D••••• G•••••

Advisor at F•••••••• P••••••• A••••••••• I•••

ELLISVILLE, MO

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Search this name across graphsid dfx:ria:1ba8337d-258f-862a-c90e-b81f10be06e3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 19, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• P••••••• A••••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 5, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• P••••••• A••••••••• I•••	State registered	Mar 24, 2017	n/a	yes	ELLISVILLE, MO	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Nov 17, 1999	Apr 9, 2009	no	ELLSVILLE, MO\|ELLSVILLE, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• P••••••• A••••••••• I•••	O•••• W•••••• I•••	Dec 31, 2016	Nov 17, 1999	-6,254	Firm change after gap	Other
O•••• W•••••• I•••	F•••••••• P••••••• A••••••••• I•••	Apr 9, 2009	Mar 24, 2017

Relationships

Registered with (2)

→ F•••••••• P••••••• A••••••••• I•••Registered adviserregistration: previous registration
Mar 19, 1999 to Dec 31, 2016factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Nov 17, 1999 to Apr 9, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1ba8337d-258f-862a-c90e-b81f10be06e3
First observed: Mar 19, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.