This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 14, 1987earliest registration or exam on IAPD

Years in industry

39derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S66|S63

First exam

Apr 14, 1987

First registration

Dec 22, 2010

Dual registered

yes, broker-dealer

Other names

PAUL R MAIZES

IAPD individual key

1642927

• Occurred

  Mar 31, 2026
  Advisor changed firm

  Paul Ross Maizes left Kestra Advisory Services, Llc for Lpl Financial Llc (registered 2026-04-02)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:1ba97374-a49d-2bf9-be22-993dc1a3b707

First observed

Dec 22, 2010

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.