DFX Intelligence

L••••••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

L••••••• C•••••••••

Advisor at A••••••• A•••• M••••••••• I•••

MIAMI, FL | NEW YORK, NY

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Search this name across graphsid dfx:ria:1bb989d1-6485-a860-8b29-959d61c87a4a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 12, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• A•••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• A•••• M••••••••• I•••	Independent wealth	Jun 11, 2024	n/a	yes	MIAMI, FL\|NEW YORK, NY	Current employment
M••••• S••••••	Wirehouse	Apr 6, 2021	May 28, 2024	no	Miami, FL\|Miami, FL\|Miami, FL\|Miami, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	A••••••• A•••• M••••••••• I•••	May 28, 2024	Jun 11, 2024	14	Firm change	Wirehouse to RIA
W•••• F•••• A•••••••	M••••• S••••••	Apr 7, 2021	Apr 6, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:149777:FL:2021-03-02	Apr 7, 2021	Apr 6, 2021	MIAMI, FL	Firm change

Relationships

Registered with (3)

→ A••••••• A•••• M••••••••• I•••Registered adviserregistration: current employment
Jun 11, 2024 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Apr 6, 2021 to May 28, 2024factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Nov 12, 2015 to Apr 7, 2021factForm ADV

Dated events

Occurred
May 28, 2024
Advisor changed firm
L••••••• C••••••••• left M••••• S•••••• for A••••••• A•••• M••••••••• I••• (registered 2024-06-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1bb989d1-6485-a860-8b29-959d61c87a4a
First observed: Nov 12, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.