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RIA / WealthAdvisor31 years in industry

OCTAVIO SAENZ TORRES

Advisor at EDELMAN FINANCIAL ENGINES

PHOENIX, AZ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 22, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDELMAN FINANCIAL ENGINES
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 13, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Sep 13, 1995
First registration: Mar 22, 2001
Dual registered: no
Other names: TOBY TORRES|ANDREW TORRES
IAPD individual key: 2517804

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDELMAN FINANCIAL ENGINES	Independent wealth	Jul 26, 2011	n/a	yes	PHOENIX, AZ\|PHOENIX, AZ	Current employment
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Jul 22, 2004	Sep 24, 2009	no	EL CAJON, CA\|EL CAJON, CA\|Huntington Beach, CA\|SAN DIEGO, CA\|Chula Vista, CA\|IMPERIAL BEACH, CA\|SAN YSIDRO, CA\|LEMON GROVE, CA\|SAN DIEGO, CA\|SPRING VALLEY, CA\|EL CAJON, CA\|LA MESA, CA\|SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Mar 11, 2003	Jul 12, 2004	no	LA MESA, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Mar 22, 2001	Nov 25, 2002	no	LA JOLLA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP ADVISORS, LLC	EDELMAN FINANCIAL ENGINES	Sep 24, 2009	Jul 26, 2011	670	Firm change after gap	Other
CITICORP INVESTMENT SERVICES	U.S. BANCORP ADVISORS, LLC	Jul 12, 2004	Jul 22, 2004	10	Firm change	Other
MORGAN STANLEY DW INC.	CITICORP INVESTMENT SERVICES	Nov 25, 2002	Mar 11, 2003	106	Firm change	Other

Relationships

Registered with (4)

→ EDELMAN FINANCIAL ENGINESRegistered adviserregistration: current employment
Jul 26, 2011 to presentfactForm ADV
→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 22, 2004 to Sep 24, 2009factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Mar 11, 2003 to Jul 12, 2004factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Mar 22, 2001 to Nov 25, 2002factForm ADV

Dated events

No dated event names this entity yet.