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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

TREATY OAK CAPITAL MANAGEMENT, L.P.

CRD 120516

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1bc5df7c-11aa-506f-a57c-e4c9578ee271

Data as of Mar 22, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Mar 22, 2012 to Mar 22, 2012
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $51.0MItem 5.F on the latest filing (2012-03-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $51.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 3
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $59.0Mgross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-64107
CRD: 120516
Filings on the tape: 1
First filed: Mar 22, 2012
Latest filed: Mar 22, 2012
Organised: Limited Partnership, Texas

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
PERMAL OAK LTD.	Hedge Fund	$45.0M	Mar 22, 2012	4	Mar 22, 2012	reported	n/a
TREATY OAK PARTNERS MASTER FUND	Hedge Fund	$14.0M	Mar 22, 2012	30	Mar 22, 2012	reported	021-70588

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AARON STANLEY MANAGEMENT TRUST	Member	E	yes	06/2009	Mar 22, 2012	Mar 22, 2012
AARON STANLEY MANAGEMENT TRUST	LIMITED PARTER	D	yes	12/2008	Mar 22, 2012	Mar 22, 2012
MCCANN, JENNIFER, LYNNE	CHIEF COMPLIANCE OFFICER	A	yes	01/2005	Mar 22, 2012	Mar 22, 2012
STANLEY, AARON, REED	Trustee	F	yes	12/2008	Mar 22, 2012	Mar 22, 2012
TREATY OAK ADVISORS, LLC	GENERAL PARTNER	Na	yes	05/2002	Mar 22, 2012	Mar 22, 2012
BEAGO, BRAD, LOUIS	LIMITED PARTNER	B	no	12/2006	Mar 22, 2012	Mar 22, 2012
CREEL, JAMES, JEFFREY	LIMITED PARTER	B	no	06/2009	Mar 22, 2012	Mar 22, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TREATY OAK CANOPY, LP	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 22, 2012	$51.0M	$51.0M	n/a	n/a	n/a	2	$59.0M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$51.0M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Advises (2)

→ TREATY OAK PARTNERS MASTER FUNDPrivate fundHedge Fund, IA
Mar 22, 2012 to presentfactForm ADV
→ PERMAL OAK LTD.Private fundHedge Fund, IA
Mar 22, 2012 to presentfactForm ADV

Owns (2)

← BEAGO, BRAD, LOUISOwnerLIMITED PARTNER, ownership code B, individual
Mar 22, 2012 to presentfactForm ADV
← CREEL, JAMES, JEFFREYOwnerLIMITED PARTER, ownership code B, individual
Mar 22, 2012 to presentfactForm ADV

Controls (4)

← STANLEY, AARON, REEDOwnerTRUSTEE, ownership code F, individual
Mar 22, 2012 to presentfactForm ADV
← MCCANN, JENNIFER, LYNNEOwnerCHIEF COMPLIANCE OFFICER, ownership code A, individual
Mar 22, 2012 to presentfactForm ADV
← AARON STANLEY MANAGEMENT TRUSTOwnerMEMBER, ownership code E, domestic entity
Mar 22, 2012 to presentfactForm ADV
← TREATY OAK ADVISORS, LLCOwnerGENERAL PARTNER, ownership code NA, domestic entity
Mar 22, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1bc5df7c-11aa-506f-a57c-e4c9578ee271
First observed: Mar 22, 2012
Last observed: Mar 22, 2012 176 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TREATY OAK CAPITAL MANAGEMENT, L.P.

CRD 120516

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1bc5df7c-11aa-506f-a57c-e4c9578ee271

Data as of Mar 22, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:55 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

PERMAL OAK LTD.

Hedge Fund

$45.0M

Mar 22, 2012

reported

n/a

TREATY OAK PARTNERS MASTER FUND

Hedge Fund

$14.0M

Mar 22, 2012

reported

021-70588

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AARON STANLEY MANAGEMENT TRUST

Member

yes

06/2009

Mar 22, 2012

AARON STANLEY MANAGEMENT TRUST

LIMITED PARTER

yes

12/2008

Mar 22, 2012

MCCANN, JENNIFER, LYNNE

CHIEF COMPLIANCE OFFICER

yes

01/2005

Mar 22, 2012

STANLEY, AARON, REED

Trustee

yes

12/2008

Mar 22, 2012

TREATY OAK ADVISORS, LLC

GENERAL PARTNER

yes

05/2002

Mar 22, 2012

BEAGO, BRAD, LOUIS

LIMITED PARTNER

12/2006

Mar 22, 2012

CREEL, JAMES, JEFFREY

LIMITED PARTER

06/2009

Mar 22, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TREATY OAK CANOPY, LP

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 22, 2012

$51.0M

n/a

$59.0M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$51.0M

n/a