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CRD 122268
SHAKER HEIGHTS, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| PRIVATE EQUITY CAPITAL PARTNERS 2005, LLC | Private Equity Fund | $987,000 | Jun 28, 2024 | 48 | Mar 29, 2012 | reported | 021-77825 |
| K.A. ENERGY PARTNERS, LLC | Private Equity Fund | $551,000 | Jul 10, 2020 | 30 | Mar 29, 2012 | dropped | 021-74852 |
| PRIVATE EQUITY CAPITAL PARTNERS 2005 LINCAP ONLY, LLC | Private Equity Fund | $100,000 | Jul 14, 2023 | 9 | Mar 29, 2012 | reported | n/a |
| PRIVATE EQUITY CAPITAL PARTNERS 2011 LO, LLC | Private Equity Fund | $71,000 | Feb 6, 2023 | 2 | Mar 29, 2012 | dropped | 021-168959 |
| INTEREST RATE OPPORTUNITY FUND, L.L.C | Hedge Fund | $39,000 | Jul 8, 2016 | 7 | Mar 30, 2015 | dropped | 021-215971 |
| PRIVATE EQUITY CAPITAL PARTNERS 2000 NQ, LLC | Private Equity Fund | $0 | Aug 20, 2018 | 12 | Mar 29, 2012 | dropped | n/a |
| PRIVATE EQUITY CAPITAL PARTNERS 2000, LLC | Private Equity Fund | $0 | Aug 20, 2018 | 29 | Mar 29, 2012 | dropped | n/a |
| TOWER EAST CAPITAL I, LLC | Private Equity Fund | $0 | Mar 24, 2014 | 26 | Mar 29, 2012 | dropped | 021-81464 |
| LENDING CAPITAL FUND, LLC | Private Equity Fund | $0 | Aug 20, 2018 | 23 | Mar 29, 2012 | dropped | 021-57317 |
| DEBT OPPORTUNITY PARTNERS 2020 | Private Equity Fund | $0 | Jul 14, 2023 | 31 | Mar 26, 2021 | reported | 021-365483 |
| PRIVATE EQUITY CAPITAL PARTNERS, LLC | Private Equity Fund | $0 | Aug 20, 2018 | 21 | Mar 29, 2012 | dropped | n/a |
| K.A. ENERGY PARTNERS 2006, LLC | Private Equity Fund | $0 | Jul 14, 2023 | 30 | Mar 29, 2012 | reported | 021-102371 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AKINS, SCOTT, WILLIAM | GENERAL COUNSEL | Na | yes | 06/2024 | Jun 28, 2024 | Jun 28, 2024 |
| CI FINANCIAL CORP | Owner | E | yes | 11/2019 | Jun 28, 2024 | Jun 28, 2024 |
| CORIENT HOLDINGS INC | Owner | E | yes | 07/2023 | Jun 28, 2024 | Jun 28, 2024 |
| CORIENT MANAGEMENT LLC | Owner | E | yes | 12/2023 | Jun 28, 2024 | Jun 28, 2024 |
| CORIENT PARTNERS LLC | Owner | E | yes | 02/2022 | Jun 28, 2024 | Jun 28, 2024 |
| CORIENT PRIVATE WEALTH LLC | Owner | E | yes | 05/2024 | Jun 28, 2024 | Jun 28, 2024 |
| ESTEP, STEPHEN, CHAD | CHIEF COMPLIANCE OFFICER | Na | yes | 06/2024 | Jun 28, 2024 | Jun 28, 2024 |
| GULLAN, LEONARD, LAWRENCE CURLE | CHIEF OPERATING OFFICER | Na | yes | 06/2024 | Jun 28, 2024 | Jun 28, 2024 |
| HOLMBERG, ANDREW, MARK | HEAD OF SOLUTIONS | Na | yes | 06/2024 | Jun 28, 2024 | Jun 28, 2024 |
| MACALPINE, KURT | CHIEF EXECUTIVE OFFICER | Na | yes | 06/2024 | Jun 28, 2024 | Jun 28, 2024 |
| MUNI, AMIT | CHIEF FINANCIAL OFFICER | Na | yes | 06/2024 | Jun 28, 2024 | Jun 28, 2024 |
| SILCOX, JULIE, LYNN | CHIEF MARKETING OFFICER | Na | yes | 06/2024 | Jun 28, 2024 | Jun 28, 2024 |
| WATSON, PETER, YOSHI | HEAD OF ALTERNATIVES | Na | yes | 06/2024 | Jun 28, 2024 | Jun 28, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CORIENT PRIVATE WEALTH LLC | n/a | Independent wealth | $165B | Y | yes | n/a |
| CORIENT IA LLC | n/a | Asset manager | $5.1B | N | yes | n/a |
| NEW PARAGON, LLC | n/a | Former SEC adviser | $1.0B | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 | Mar 29, 2024 | $519M | $519M | 0 | 0 | 0 | 36 | $595M |
| 2022 | Mar 27, 2023 | $502M | $502M | 0 | 0 | 0 | 38 | $572M |
| 2021 | Mar 28, 2022 | $551M | $551M | 0 | 0 | 0 | 39 | $628M |
| 2020 | Mar 26, 2021 | $464M | $464M | 0 | 0 | 0 | 34 | $533M |
| 2019 | Mar 25, 2020 | $445M | $445M | 0 | 0 | 0 | 34 | $516M |
| 2018 | Mar 27, 2019 | $407M | $407M | 0 | 0 | 0 | 33 | $472M |
| 2017 | Mar 27, 2018 | $402M | $402M | 0 | 0 | 0 | 35 | $467M |
| 2016 | Mar 27, 2017 | $389M | $389M | 0 | 0 | n/a | 35 | $456M |
| 2015 | Mar 29, 2016 | $367M | $367M | 0 | 0 | n/a | 32 | $404M |
| 2014 | Mar 30, 2015 | $390M | $390M | 0 | 0 | n/a | 31 | $426M |
| 2013 | Mar 24, 2014 | $389M | $389M | 0 | 0 | n/a | 30 | $423M |
| 2012 | Mar 28, 2013 | $331M | $331M | 0 | 0 | n/a | 29 | $360M |
| 2011 | Mar 29, 2012 | $314M | $314M | n/a | n/a | n/a | 27 | $339M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $519M | $502M | 3.5% | $464M | 3.8% | 0 | 0 | 0 | 0 |