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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

RICHARD DANIEL HOUGHTON

Advisor at PARTNERS CAPITAL SERVICES, INC.

Atlanta, GA | HAUPPAUGE, NY

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Search this name across graphsid dfx:ria:1be55d87-a54a-ad48-ca7e-5fcfe8050abf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 3, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PARTNERS CAPITAL SERVICES, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 25, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 5
Exams: S65|S63
First exam: Jan 25, 1984
First registration: Mar 3, 2003
Dual registered: yes, broker-dealer
Other names: RICH HOUGHTON
IAPD individual key: 1224746

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PARTNERS CAPITAL SERVICES, INC.	Independent wealth	Feb 12, 2013	n/a	yes	HAUPPAUGE, NY\|Atlanta, GA	Current employment
L.M. KOHN & COMPANY	Former SEC adviser	Jan 17, 2012	Feb 1, 2013	no	CINCINNATI, OH\|CINCINNATI, OH\|ATLANTA, GA	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	May 6, 2004	Jan 19, 2012	no	ATLANTA, GA\|ATLANTA, GA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Mar 3, 2003	Jan 30, 2004	no	ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L.M. KOHN & COMPANY	PARTNERS CAPITAL SERVICES, INC.	Feb 1, 2013	Feb 12, 2013	11	Firm change	Other
RAYMOND JAMES & ASSOCIATES, INC.	L.M. KOHN & COMPANY	Jan 19, 2012	Jan 17, 2012	-2	Firm change	Other
WELLS FARGO ADVISORS	RAYMOND JAMES & ASSOCIATES, INC.	Jan 30, 2004	May 6, 2004	97	Firm change	Wirehouse to ibd

Relationships

Registered with (4)

→ PARTNERS CAPITAL SERVICES, INC.Registered adviserregistration: current employment
Feb 12, 2013 to presentfactForm ADV
→ L.M. KOHN & COMPANYRegistered adviserregistration: previous registration
Jan 17, 2012 to Feb 1, 2013factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
May 6, 2004 to Jan 19, 2012factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 3, 2003 to Jan 30, 2004factForm ADV

Dated events

No dated event names this entity yet.