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M•••••• B•••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner28 years in industry

M•••••• B•••• M•••••••

Advisor at F•••••• C••••••

TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1be6ebba-24bc-7b09-c46b-b17df2ee98b0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 14, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••• C••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 22, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••• C••••••	Independent wealth	Aug 29, 2022	n/a	yes	TAMPA, FL	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 26, 2022	Aug 17, 2022	no	TAMPA, FL\|ST. LOUIS, MO\|TAMPA, FL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	F•••••• C••••••	Aug 17, 2022	Aug 29, 2022	12	Firm change	Wirehouse to new firm
R•••••• I••••••••• M••••••••• I•••	W•••• F•••• A•••••••	Aug 30, 2010

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:322287:FL:2022-08-17	Aug 17, 2022	Aug 29, 2022	TAMPA, FL	Firm change

Relationships

Registered with (5)

→ F•••••• C••••••Registered adviserregistration: current employment
Aug 29, 2022 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 26, 2022 to Aug 17, 2022factForm ADV
→ R•••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 23, 2008 to Aug 30, 2010factForm ADV
→ A•••••• A•••• M••••••••• I•••Registered adviser

Dated events

Occurred
Aug 17, 2022
Advisor changed firm
M•••••• B•••• M••••••• left W•••• F•••• A••••••• for F•••••• C•••••• (registered 2022-08-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1be6ebba-24bc-7b09-c46b-b17df2ee98b0
First observed: Jun 14, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.