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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

VITA ADVISORY SOLUTIONS INC

CRD 304759

TEXARKANA, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1be87b0f-cf0e-bebd-5940-9884560dccaa

Data as of Jun 29, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Aug 2, 2019 to Jun 29, 2020
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $32.5MItem 5.F on the latest filing (2020-06-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $32.5M
Private client RAUM: $32.5MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 123
Individual clients: 67
High net worth clients: 5
SEC number: 801-117286
CRD: 304759
Filings on the tape: 6
First filed: Aug 2, 2019
Latest filed: Jun 29, 2020
Organised: Corporation, Texas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ADAMS, DAVID, CHARLES	PRESIDENT & CCO	D	yes	07/2019	Aug 2, 2019	Jun 29, 2020
LAUER, JOHN, WILLIAM	PORTFOLIO MANAGER	B	yes	07/2019	Aug 2, 2019	Jun 29, 2020
ROGERS, MICHAEL, WALTON	CHIEF OPERATING OFFICE	B	yes	10/2019	Apr 16, 2020	Jun 29, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HOT SPRINGS ASSET MANAGEMENT, INC.	n/a	State registered	$17.8M	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
HOT SPRINGS VILLAGE	Ar	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Apr 16, 2020	$32.5M	$32.5M	4	3	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$32.5M	n/a	n/a	n/a	n/a	4	n/a	1	n/a

Relationships

Affiliated with (1)

→ HOT SPRINGS ASSET MANAGEMENT, INC.Registered adviserother investment adviser, common control
factForm ADV

Controls (3)

← ROGERS, MICHAEL, WALTONOwnerCHIEF OPERATING OFFICE, ownership code B, individual
Apr 16, 2020 to presentfactForm ADV
← ADAMS, DAVID, CHARLESOwnerPRESIDENT & CCO, ownership code D, individual
Aug 2, 2019 to presentfactForm ADV
← LAUER, JOHN, WILLIAMOwnerPORTFOLIO MANAGER, ownership code B, individual
Aug 2, 2019 to presentfactForm ADV

Registered with (2)

← MICHAEL WALTON ROGERSAdvisorregistration: previous registration
Oct 23, 2019 to Dec 31, 2020factForm ADV
← DAVID CHARLES ADAMSAdvisorregistration: previous registration
Dec 20, 2019 to Dec 31, 2020factForm ADV

Dated events

Occurred
Apr 16, 2020
Control person joined
Walton Michael Rogers (Chief Operating Office) appeared on Schedule A of Vita Advisory Solutions Inc
Form ADVobserved 5 days ago
Occurred
Aug 2, 2019
First Form ADV filing
Vita Advisory Solutions Inc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1be87b0f-cf0e-bebd-5940-9884560dccaa
First observed: Aug 2, 2019
Last observed: Jun 29, 2020 75 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

VITA ADVISORY SOLUTIONS INC

CRD 304759

TEXARKANA, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1be87b0f-cf0e-bebd-5940-9884560dccaa

Data as of Jun 29, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:24 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ADAMS, DAVID, CHARLES

PRESIDENT & CCO

yes

07/2019

Aug 2, 2019

Jun 29, 2020

LAUER, JOHN, WILLIAM

PORTFOLIO MANAGER

yes

07/2019

Aug 2, 2019

Jun 29, 2020

ROGERS, MICHAEL, WALTON

CHIEF OPERATING OFFICE

yes

10/2019

Apr 16, 2020

Jun 29, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HOT SPRINGS ASSET MANAGEMENT, INC.

n/a

State registered

$17.8M

yes

n/a

City

State

Country

Employees

Also broker-dealer

HOT SPRINGS VILLAGE

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Apr 16, 2020

$32.5M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$32.5M

n/a