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P•••••• W•••••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

P•••••• W•••••• H•••••••

Advisor at R••••••••• P••• A•••••••• L••

Lebanon, OH | CHICAGO, IL

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Search this name across graphsid dfx:ria:1be9e3ce-2b00-a6a3-6681-8dee77738e75

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 20, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• P••• A•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 29, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• P••• A•••••••• L••	Mixed wealth	Jun 1, 2022	n/a	yes	CHICAGO, IL\|Lebanon, OH	Current employment
A••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Jul 15, 2016	Jun 1, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• F•••••••• A•••••••• L••	R••••••••• P••• A•••••••• L••	Jun 1, 2022	Jun 1, 2022	0	Firm change	Ibd to RIA
P•• W••••• M•••••••••	A••••••• F•••••••• A•••••••• L••	Jun 21, 2016

Relationships

Registered with (5)

→ R••••••••• P••• A•••••••• L••Registered adviserregistration: current employment
Jun 1, 2022 to presentfactForm ADV
→ A••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 15, 2016 to Jun 1, 2022factForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Jun 29, 2015 to Jun 21, 2016factForm ADV
→ S••••••• I••••••••• I•••

Dated events

Occurred
Jun 1, 2022
Advisor changed firm
P•••••• W•••••• H••••••• left A••••••• F•••••••• A•••••••• L•• for R••••••••• P••• A•••••••• L•• (registered 2022-06-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1be9e3ce-2b00-a6a3-6681-8dee77738e75
First observed: Apr 20, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.