DFX Intelligence
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Reading the graph
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Advisor at V••• F••••••••• L••
INDIANAPOLIS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V••• F••••••••• L•• | State registered | Feb 19, 2018 | n/a | yes | INDIANAPOLIS, IN | Current employment |
| F•• A•••••••• I••• | Asset manager | Sep 23, 2016 | Dec 20, 2017 | no | Evansville, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•• A•••••••• I••• | V••• F••••••••• L•• | Dec 20, 2017 | Feb 19, 2018 | 61 | Firm change | Other |
| O•••• F•• I••• | F•• A•••••••• I••• | May 3, 2016 | Sep 23, 2016 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 250:129052:MO:2015-02-27 | Feb 27, 2015 | Jun 8, 2015 | MARYLAND HEIGHTS, MO | Firm change |
| O•••• F•• I••• |
| Former SEC adviser |
| Sep 1, 2015 |
| May 3, 2016 |
| no |
| EVANSVILLE, IN |
| Previous registration |
| P•• W••••• M••••••••• | Bd affiliated wealth | Jun 8, 2015 | Aug 24, 2015 | no | INDIANAPOLIS, IN|INDIANAPOLIS, IN | Previous registration |
| E••••• J•••• | National bd RIA | Jul 15, 2013 | Feb 27, 2015 | no | NEW PALESTINE, IN|Maryland Heights, MO|Maryland Heights, MO | Previous registration |
| Firm change |
| Other |
| P•• W••••• M••••••••• | O•••• F•• I••• | Aug 24, 2015 | Sep 1, 2015 | 8 | Firm change | Other |
| E••••• J•••• | P•• W••••• M••••••••• | Feb 27, 2015 | Jun 8, 2015 | 101 | Firm change | Other |