DFX Intelligence

W•••••• J••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

W•••••• J••• M••••

Advisor at D••••• W•••••• L••

••• Locked

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Search this name across graphsid dfx:ria:1bf0510d-7505-f8ef-edbd-805b8132cae1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 1, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••• W•••••• L••	Independent wealth	Oct 17, 2018	n/a	yes	PALM BEACH GARDENS, FL\|Palm Beach, FL	Current employment
D••••• W•••••• L••	Former SEC adviser	Jun 8, 2018	Mar 25, 2019	no	PALM BEACH GARDENS, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••• W•••••• L••	D••••• W•••••• L••	Mar 25, 2019	Oct 17, 2018	-159	Channel change	RIA to RIA
S•• W•••••	D••••• W•••••• L••	Feb 21, 2018	Jun 8, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
141137:297987:FL:2019-03-25	Mar 25, 2019	Oct 17, 2018	PALM BEACH GARDENS, FL	Firm change after gap

Relationships

Registered with (4)

→ D••••• W•••••• L••Registered adviserregistration: current employment
Oct 17, 2018 to presentfactForm ADV
→ D••••• W•••••• L••Registered adviserregistration: previous registration
Jun 8, 2018 to Mar 25, 2019factForm ADV
→ S•• W•••••Registered adviserregistration: previous registration
Feb 3, 2016 to Feb 21, 2018factForm ADV
→ M•••• C•••••• M••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1bf0510d-7505-f8ef-edbd-805b8132cae1
First observed: Apr 1, 1994
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.