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Advisor at MMA SECURITIES LLC
San Diego, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MMA SECURITIES LLC | No RAUM reported | Nov 22, 2024 | n/a | yes | San Diego, CA | Current employment |
| EQUITABLE ADVISORS, LLC | National bd RIA | May 20, 2024 | Nov 13, 2024 | no | SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | MMA SECURITIES LLC | Nov 13, 2024 | Nov 22, 2024 | 9 | Firm change | Other |