DFX Intelligence

M•••••• P• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

M•••••• P• L••••

Advisor at M•• I•••••••• S•••••••• L••

Lisle, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 16, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Aug 6, 2021	n/a	yes	Lisle, IL	Current employment
S•••••••• R•••••••• C•••••• M••••••••• L••	Independent wealth	Aug 21, 2019	Dec 8, 2022	no	NEWPORT BEACH, CA\|Naperville, IL\|DOWNERS GROVE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• R•••••••• C•••••• M••••••••• L••	M•• I•••••••• S•••••••• L••	Dec 8, 2022	Aug 6, 2021	-489	Firm change after gap	RIA to ibd
P••• A••••• S••••••••• L••	S•••••••• R•••••••• C•••••• M••••••••• L••	Aug 15, 2019	Aug 21, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
10409:46173:CA:2018-11-30	Dec 19, 2018	Dec 17, 2018	SANTA MONICA, CA	Firm change

Relationships

Registered with (3)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 16, 2015 to Dec 19, 2018factForm ADV
→ S•••••••• R•••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 21, 2019 to Dec 8, 2022factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Dec 17, 2018 to Aug 15, 2019factForm ADV

Dated events

Occurred
Dec 8, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 16, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.