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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Feb 17, 2016 | n/a | yes | SAN FRANCISCO, CA | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Feb 18, 2004 | Dec 21, 2015 | no | Sunnyvale, CA|MILPITAS, CA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Aug 7, 2000 | Jan 26, 2004 | no | SAN JOSE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Dec 21, 2015 | Feb 17, 2016 | 58 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | CHARLES SCHWAB & CO., INC. | Jan 26, 2004 | Feb 18, 2004 | 23 | Firm change | Other |