DFX Intelligence

C••• M•••• M••••••••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 100m 1b

C••• M•••• M••••••••• C••••••• L••

CRD 107695

NEW YORK, NY

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Search this name across graphs

Data as of Aug 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 6
On other graphs: 0
Observed: Mar 26, 2012 to Aug 13, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $374M••• Locked
Discretionary RAUM: $374M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••• M•••• S•••••••• I••••••••• L•••	Hedge Fund	$197M	Aug 13, 2026	42	Mar 26, 2012	reported	n/a
C••• M•••• S•••••••• O••••••••• F••• I•• L•••	Hedge Fund	$66.0M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• A•••••• M•••	MANAGING MEMBER	B	yes	04/1987	Mar 26, 2012	Mar 28, 2024
L••• M••••••• S••••••	MANAGING MEMBER/CHIEF INVESTMENT OFFICER	B	yes	01/2019	Mar 28, 2019	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••• M•••• S••••••••• L••	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$374M	$391M	-4.2%	$398M	-2.0%	8	9	0	0

Relationships

Advises (5)

→ C••• M•••• S•••••••• O••••••••• F••• I•• L•Private fundHedge Fund, IA
Mar 27, 2014 to presentfactForm ADV
→ C••• M•••• S•••••••• O••••••••• F••• I•• L•••Private fundHedge Fund, IA
Aug 13, 2026 to presentfactForm ADV
→ C••• M•••• S•••••••• O••••••••• F••• I••• L•••Private fundHedge Fund, IA
Mar 26, 2021 to presentfactForm ADV
→ C••• M•••• S•••••••• I••••••••• L•••

Dated events

Order

Occurred
13 Aug 2026
Private fund first reported
••• Locked
Form ADV
$66.0M
Occurred
13 Aug 2026
Ria principal change2 events
C••• M•••• M••••••••• C••••••• L••: ria principal change, 2 events, on 13 Aug 2026
- ••• Locked
- ••• Locked
Occurred
13 Aug 2026
Private fund gav change
••• Locked
Form ADV
down $108M
Occurred
30 Mar 2020
Control person joined
••• Locked
Form ADV
Occurred
28 Mar 2019
Control person joined
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 26, 2012
Last observed: Aug 13, 2026 41 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 15 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 29, 2016	$648M	$648M	9	6	n/a	3	$444M
2014	Mar 19, 2015	$723M	$723M	8	5	n/a	3	$447M
2013	Mar 27, 2014	$410M	$410M	9	6	n/a	3	$410M
2012	Mar 20, 2013	$479M	$479M	9	6	n/a	2	$479M
2011	Mar 26, 2012	$488M	$488M	n/a	n/a	n/a	2	$488M