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Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Nov 5, 2021 | n/a | yes | ST. LOUIS, MO | Current employment |
| EDWARD JONES | National bd RIA | Aug 20, 2015 | Nov 1, 2021 | no | ST. LOUIS, MO | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 10, 2011 | Nov 3, 2014 | no | ST. LOUIS, MO | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jun 24, 2010 | no | PURCHASE, NY | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jun 2, 2008 | Jun 1, 2009 | no | WILMINTON, DE|NEW YORK, NY|WILMINGTON, DE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Nov 1, 2021 | Nov 5, 2021 | 4 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | EDWARD JONES | Nov 3, 2014 | Aug 20, 2015 | 290 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY | WELLS FARGO ADVISORS | Jun 24, 2010 | Mar 10, 2011 | 259 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |