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S••••• S•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

S••••• S•••• S••••••

Advisor at C•••••••• P•••••••• L••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:1c6b4a7c-577f-6643-f8df-d04bb025d091

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 2
Observed: Oct 1, 2003 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S••••• S•••• S••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

S••••• S•••• S••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 22, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• P•••••••• L••	Independent wealth	Jan 4, 2017	n/a	yes	SAN DIEGO, CA	Current employment
G••••• M•••••••• B••• M•••••••••	Former SEC adviser	Feb 1, 2008	Jan 3, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• M•••••••• B••• M•••••••••	C•••••••• P•••••••• L••	Jan 3, 2017	Jan 4, 2017	1	Firm change	Other
M••••• S•••••• • C•• L••	G••••• M•••••••• B••• M•••••••••	Feb 7, 2008

Relationships

Registered with (4)

→ C•••••••• P•••••••• L••Registered adviserregistration: current employment
Jan 4, 2017 to presentfactForm ADV
→ G••••• M•••••••• B••• M•••••••••Registered adviserregistration: previous registration
Feb 1, 2008 to Jan 3, 2017factForm ADV
→ M••••• S•••••• • C•• L••Registered adviserregistration: previous registration
Apr 2, 2007 to Feb 7, 2008factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1c6b4a7c-577f-6643-f8df-d04bb025d091
First observed: Oct 1, 2003
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.