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RIA / WealthAdvisor21 years in industry

MARK PAUL BROOKS

Advisor at CONVERGENCE FINANCIAL

COLUMBIA, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1c79a88e-a49e-5544-1c3a-dfa13fe3e39f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 2
Observed: Jun 1, 2005 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Mark Brooks

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

Mark Brooks

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CONVERGENCE FINANCIAL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Current registrations: 1
Registered states: 1
Exams: S65
First exam: Mar 11, 2025
Dual registered: no
Other names: Mark Brooks
IAPD individual key: 7244133

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CONVERGENCE FINANCIAL	Independent wealth	Mar 11, 2025	n/a	yes	COLUMBIA, MO	Current employment

Relationships

Registered with (1)

→ CONVERGENCE FINANCIALRegistered adviserregistration: current employment
Mar 11, 2025 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1c79a88e-a49e-5544-1c3a-dfa13fe3e39f
First observed: Jun 1, 2005
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MARK PAUL BROOKS

Advisor at CONVERGENCE FINANCIAL

COLUMBIA, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1c79a88e-a49e-5544-1c3a-dfa13fe3e39f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:00 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CONVERGENCE FINANCIAL

Independent wealth

Mar 11, 2025

n/a

yes

COLUMBIA, MO

Current employment