N•• S••••••••

Advisor at A•••• W••••• M••••••••• L••

BROOKFIELD, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1c8c1f53-2716-30bd-2ba8-6ce4f789f53f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 28, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 26, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• W••••• M••••••••• L••	Independent wealth	Dec 10, 2020	n/a	yes	BROOKFIELD, WI	Current employment
V••• • C••••••• L••	Former SEC adviser	Jun 28, 2011	Mar 31, 2021	no	BROOKFIELD, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••• • C••••••• L••	A•••• W••••• M••••••••• L••	Mar 31, 2021	Dec 10, 2020	-111	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
112587:127987:WI:2021-03-31	Mar 31, 2021	Dec 10, 2020	BROOKFIELD, WI	Firm change after gap

Relationships

Registered with (2)

→ A•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Dec 10, 2020 to presentfactForm ADV
→ V••• • C••••••• L••Registered adviserregistration: previous registration
Jun 28, 2011 to Mar 31, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1c8c1f53-2716-30bd-2ba8-6ce4f789f53f
First observed: Jun 28, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.