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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

FIRST NATIONAL FUND ADVISERS

FIRST NATIONAL BANK OF OMAHA, CRD 153128

OMAHA, NE

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Search this name across graphsid dfx:ria:1c90fc95-3ce1-ed0d-8b95-2c6caf4819f1

Data as of Mar 2, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 3
On other graphs: 0
Observed: Dec 5, 2011 to Mar 2, 2021
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $761MItem 5.F on the latest filing (2021-03-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $761M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14
Advisory employees: 12
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 5
Individual clients: 0
High net worth clients: 0
SEC number: 801-71275
CRD: 153128
Filings on the tape: 14
First filed: Dec 5, 2011
Latest filed: Mar 2, 2021
Organised: Other (specify), Nebraska

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FIRST NATIONAL BANK OF OMAHA	Direct	E	yes	09/2010	Dec 5, 2011	Mar 2, 2021
FIRST NATIONAL BANK OF OMAHA	Direct	E	yes	09/2010	Dec 5, 2011	Mar 2, 2021
FIRST NATIONAL OF NEBRASKA, INC.	SHAREHOLDER - COMMON	E	yes	01/1969	Dec 5, 2011	Mar 2, 2021
RICHTER, CHARLES, HENRY	CHIEF COMPLIANCE OFFICER	Na	yes	01/2019	Jan 31, 2019	Mar 2, 2021
SPIELER, KURTIS, DEENE	VICE PRESIDENT, INVESTMENT MANAGEMENT	Na	yes	02/2010	Dec 5, 2011	Mar 2, 2021
HORNER, RONALD, J	MANAGING DIRECTOR, INSTITUTIONAL FIXED INCOME	Na	no	11/2011	Dec 5, 2011	Mar 2, 2021
LAUBER, CHARLES, DAVID	PORTFOLIO MANAGER, INVESTMENT MANAGEMENT	Na	no	09/2014	Oct 21, 2014	Mar 2, 2021
NORDSTROM, TRAVIS, JAMES	SENIOR DIRECTOR, INSTITUTIONAL FIXED INCOME	Na	no	11/2011	Dec 5, 2011	Mar 2, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FIRST NATIONAL ADVISERS, LLC	n/a	Mixed wealth	$7.4B	N	yes	n/a
TRIBUTARY CAPITAL MANAGEMENT, LLC	n/a	Asset manager	$1.9B	N	yes	n/a
FIRST NATIONAL CAPITAL MARKETS, INC.	n/a	Former SEC adviser	$139M	N	yes	n/a
FIRST NATIONAL OF NEBRASKA, INC	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
FORT COLLINS	Co	United States	5	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 2, 2021	$761M	$761M	14	12	1	n/a	n/a
2019	Mar 9, 2020	$718M	$718M	14	12	1	n/a	n/a
2018	Jan 31, 2019	$608M	$608M	14	12	1	n/a	n/a
2017	Mar 28, 2018	$641M	$641M	13	12	1	n/a	n/a
2016	Mar 22, 2017	$607M	$607M	12	11	n/a	n/a	n/a
2015	Mar 21, 2016	$587M	$587M	13	12	n/a	n/a	n/a
2014	Mar 9, 2015	$503M	$503M	12	11	n/a	n/a	n/a
2013	Mar 10, 2014	$186M	$186M	6	4	n/a	n/a	n/a
2012	Mar 28, 2013	$199M	$199M	10	9	n/a	n/a	n/a
2011	Mar 27, 2012	$190M	$190M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$761M	$718M	5.9%	$641M	5.9%	14	14	1	1

Relationships

Affiliated with (4)

→ TRIBUTARY CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ FIRST NATIONAL CAPITAL MARKETS, INC.Registered adviserbroker-dealer, common control
factForm ADV
→ FIRST NATIONAL ADVISERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← FIRST NATIONAL CAPITAL MARKETS, INC.Registered adviserother investment adviser, common control
factForm ADV

Controls (4)

← RICHTER, CHARLES, HENRYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 31, 2019 to presentfactForm ADV
← SPIELER, KURTIS, DEENEOwnerVICE PRESIDENT, INVESTMENT MANAGEMENT, ownership code NA, individual
Dec 5, 2011 to presentfactForm ADV
← FIRST NATIONAL BANK OF OMAHAOwnerDIRECT, ownership code E, domestic entity
Dec 5, 2011 to presentfactForm ADV
← FIRST NATIONAL OF NEBRASKA, INC.OwnerSHAREHOLDER - COMMON, ownership code E, domestic entity
Dec 5, 2011 to presentfactForm ADV

Owns (3)

← LAUBER, CHARLES, DAVIDOwnerPORTFOLIO MANAGER, INVESTMENT MANAGEMENT, ownership code NA, individual
Oct 21, 2014 to presentfactForm ADV
← NORDSTROM, TRAVIS, JAMESOwnerSENIOR DIRECTOR, INSTITUTIONAL FIXED INCOME, ownership code NA, individual
Dec 5, 2011 to presentfactForm ADV
← HORNER, RONALD, JOwnerMANAGING DIRECTOR, INSTITUTIONAL FIXED INCOME, ownership code NA, individual
Dec 5, 2011 to presentfactForm ADV

Dated events

Occurred
Jan 31, 2019
Control person joined
Henry Charles Richter (Chief Compliance Officer) appeared on Schedule A of First National Fund Advisers
Form ADVobserved 4 days ago
Occurred
Jan 31, 2019
Control person left
Joseph Thomas Somelofske (Chief Compliance Officer) no longer on Schedule A of First National Fund Advisers (listed 2018-03-28, absent 2019-01-31)
Form ADVobserved 4 days ago
Occurred
Dec 5, 2011
Succession filed (Item 4)
First National Fund Advisers reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1c90fc95-3ce1-ed0d-8b95-2c6caf4819f1
First observed: Dec 5, 2011
Last observed: Mar 2, 2021 67 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FIRST NATIONAL FUND ADVISERS

FIRST NATIONAL BANK OF OMAHA, CRD 153128

OMAHA, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1c90fc95-3ce1-ed0d-8b95-2c6caf4819f1

Data as of Mar 2, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:52 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FIRST NATIONAL BANK OF OMAHA

Direct

yes

09/2010

Dec 5, 2011

Mar 2, 2021

FIRST NATIONAL BANK OF OMAHA

Direct

yes

09/2010

Dec 5, 2011

Mar 2, 2021

FIRST NATIONAL OF NEBRASKA, INC.

SHAREHOLDER - COMMON

yes

01/1969

Dec 5, 2011

Mar 2, 2021

RICHTER, CHARLES, HENRY

CHIEF COMPLIANCE OFFICER

yes

01/2019

Jan 31, 2019

Mar 2, 2021

SPIELER, KURTIS, DEENE

VICE PRESIDENT, INVESTMENT MANAGEMENT

yes

02/2010

Dec 5, 2011

Mar 2, 2021

HORNER, RONALD, J

MANAGING DIRECTOR, INSTITUTIONAL FIXED INCOME

11/2011

Dec 5, 2011

Mar 2, 2021

LAUBER, CHARLES, DAVID

PORTFOLIO MANAGER, INVESTMENT MANAGEMENT

09/2014

Oct 21, 2014

Mar 2, 2021

NORDSTROM, TRAVIS, JAMES

SENIOR DIRECTOR, INSTITUTIONAL FIXED INCOME

11/2011

Dec 5, 2011

Mar 2, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FIRST NATIONAL ADVISERS, LLC

n/a

Mixed wealth

$7.4B

yes

n/a

TRIBUTARY CAPITAL MANAGEMENT, LLC

n/a

Asset manager

$1.9B

yes

n/a

FIRST NATIONAL CAPITAL MARKETS, INC.

n/a

Former SEC adviser

$139M

yes

n/a

FIRST NATIONAL OF NEBRASKA, INC

n/a

City

State

Country

Employees

Also broker-dealer

FORT COLLINS

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 2, 2021

$761M

n/a

2019

Mar 9, 2020

$718M

n/a

2018

Jan 31, 2019

$608M

n/a

2017

Mar 28, 2018

$641M

n/a

2016

Mar 22, 2017

$607M

n/a

2015

Mar 21, 2016

$587M

n/a

2014

Mar 9, 2015

$503M

n/a

2013

Mar 10, 2014

$186M

n/a

2012

Mar 28, 2013

$199M

n/a

2011

Mar 27, 2012

$190M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$761M

$718M

5.9%

$641M

5.9%