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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

Dawn M Gatti

Advisor at MORGAN STANLEY

Palm Harbor, FL

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Search this name across graphsid dfx:ria:1c94d3b8-3071-ada5-1a71-ea30143efe8d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 19, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 13, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Jul 13, 2000
First registration: May 19, 2006
Dual registered: yes, broker-dealer
Other names: LEWIS|DAWN MARIE LEWIS|DAWN M. GATTI|DAWN MARIE GATTI
IAPD individual key: 4204635

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Feb 5, 2024	n/a	yes	Palm Harbor, FL	Current employment
WELLS FARGO ADVISORS	Wirehouse	Nov 5, 2014	Nov 21, 2023	no	TAMPA, FL\|TAMPA, FL\|PALM HARBOR, FL\|GREENVILLE, NC	Previous registration
PNC CAPITAL ADVISORS LLC	Other adviser	Apr 18, 2013	Oct 13, 2014	no	ERIE, PA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 3, 2009	Mar 14, 2013	no	ERIE, PA\|FORT MILL, SC\|HARBORCREEK, PA\|NORTH EAST, PA\|SPARTANBURG, PA\|GIRARD, PA\|ERIE, PA\|ERIE, PA\|CORRY, PA\|ERIE, PA\|ERIE, PA	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	May 19, 2006	Mar 11, 2009	no	SPARTANSBURG, PA\|ERIE, PA\|ERIE, PA\|ERIE, PA\|ERIE, PA\|CORRY, PA\|ERIE, PA\|ERIE, PA\|NORTH EAST, PA\|ERIE, PA\|GIRARD, PA\|HARBORCREEK, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	MORGAN STANLEY	Nov 21, 2023	Feb 5, 2024	76	Firm change	Wirehouse to wirehouse
PNC CAPITAL ADVISORS LLC	WELLS FARGO ADVISORS	Oct 13, 2014	Nov 5, 2014	23	Firm change	Other
LPL FINANCIAL LLC	PNC CAPITAL ADVISORS LLC	Mar 14, 2013	Apr 18, 2013	35	Firm change	Other
INVEST FINANCIAL CORPORATION	LPL FINANCIAL LLC	Mar 11, 2009	Mar 3, 2009	-8	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:149777:NC:2023-11-21	Nov 21, 2023	Feb 5, 2024	GREENVILLE, NC	Firm change

Relationships

Registered with (5)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Feb 5, 2024 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 5, 2014 to Nov 21, 2023factForm ADV
→ PNC CAPITAL ADVISORS LLCRegistered adviserregistration: previous registration
Apr 18, 2013 to Oct 13, 2014factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 3, 2009 to Mar 14, 2013factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
May 19, 2006 to Mar 11, 2009factForm ADV

Dated events

Occurred
Nov 21, 2023
Advisor changed firm
Dawn M Gatti left Wells Fargo Advisors for Morgan Stanley (registered 2024-02-05)
Form ADVobserved 5 days ago