DFX Intelligence

R•••••• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

R•••••• H••••••••

Advisor at I•••••• S••••••••• I•••

El Paso, TX | Highland Park, IL

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Search this name across graphsid dfx:ria:1c98e6c8-b796-fa00-8b68-19dd84e51589

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 27, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••• S••••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Nov 15, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••• S••••••••• I•••	Mixed wealth	Oct 29, 2014	n/a	yes	El Paso, TX\|Highland Park, IL	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 3, 2011	Aug 5, 2014	no	SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	I•••••• S••••••••• I•••	Aug 5, 2014	Oct 29, 2014	85	Firm change	Other
W•••• F•••• I••••••••• L••	W•••• F•••• A•••••••	Jan 3, 2011	Jan 3, 2011

Relationships

Registered with (3)

→ I•••••• S••••••••• I•••Registered adviserregistration: current employment
Oct 29, 2014 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2011 to Aug 5, 2014factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
Jun 15, 2010 to Jan 3, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1c98e6c8-b796-fa00-8b68-19dd84e51589
First observed: Jun 27, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.