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Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
Indianapolis, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jul 24, 2026 | n/a | yes | Indianapolis, IN | Current employment |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Jul 18, 2019 | Apr 22, 2026 | no | Carmel, IN|Fishers, IN | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jul 5, 2012 | Jul 17, 2019 | no | INDIANAPOLIS, IN|Fishers, IN|Milwaukee, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THRIVENT INVESTMENT MANAGEMENT INC. | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Apr 22, 2026 | Jul 24, 2026 | 93 | Firm change | Other |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | THRIVENT INVESTMENT MANAGEMENT INC. | Jul 17, 2019 | Jul 18, 2019 | 1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 18387:2881:IN:2026-04-22 | Apr 22, 2026 | Jul 24, 2026 | FISHERS, IN | Firm change |