DFX Intelligence

W•••••• M• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

W•••••• M• M•••••

Advisor at H••••••• W••••• M••••••••• L••

GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:1ca6e708-b886-5ff5-5347-c93e365f2c68

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 28, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••• W••••• M••••••••• L••	I•••••••••_WEALTH	Apr 20, 2018	n/a	yes	GREENWOOD VILLAGE, CO	Current employment
I••••••••• F•••••••• P•••••••	Bd affiliated wealth	May 27, 2015	Apr 5, 2018	no	ENGLEWOOD, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• P•••••••	H••••••• W••••• M••••••••• L••	Apr 5, 2018	Apr 20, 2018	15	Firm change	RIA to new firm
L•• F•••••••• L••	I••••••••• F•••••••• P•••••••	Dec 23, 2016	May 27, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
125112:292277:CO:2018-04-05	Apr 5, 2018	Apr 20, 2018	ENGLEWOOD, CO	Firm change
6413:125112:CA:2016-12-23	Dec 23, 2016	May 27, 2015	TORRANCE, CA	Firm change after gap

Relationships

Registered with (4)

→ H••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Apr 20, 2018 to presentfactForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
May 27, 2015 to Apr 5, 2018factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 20, 2014 to Dec 23, 2016factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1ca6e708-b886-5ff5-5347-c93e365f2c68
First observed: Jan 1, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.