DFX Intelligence

R•••••• C•••••• P••••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

R•••••• C•••••• P••••••• M••••••••• L••

CRD 168862

NEW YORK, NY

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Search this name across graphsid dfx:ria:1ca8206e-4628-aa0a-63bb-f26df8b54453

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 60
Dated events: 34
On other graphs: 3
Observed: Nov 11, 2013 to Mar 31, 2026
30 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

R•••••• C•••••• P••••••• M••••••••• L••

Firm · key crd, key sfn adviser, shared crd

Independent Sponsorsidentity

R•••••• C•••••• P••••••• M••••••••• L••

Capital provider · key crd, key sfn adviser, shared crd

Allocatorsidentity

R•••••• C•••••• P••••••• M••••••••• L••

Manager with allocator capital · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=26.0
Regulatory AUM: $14B••• Locked
Discretionary RAUM: $10B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 101

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R•••••• S••••• 2••• L•	Private Equity Fund	$2.1B	Mar 31, 2026	61	Mar 30, 2020	reported	021-342063
R•••••• C•••••• P••••••• F••• I• ••••••• L•	Private Equity Fund	$2.0B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••••• G•••••• J•••••	FOUNDER AND MANAGING PARTNER	E	yes	11/2013	Nov 11, 2013	Jun 25, 2024
C••••••••• G•••••• J•••••	FOUNDER AND MANAGING PARTNER	E	yes	10/2014	Nov 11, 2013	Jun 25, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
K• M•••• M••••••• H•• C•••••••• M••••••• L••	n/a	n/a	n/a	N	yes	n/a
M•••• M••••••• H•• C•••••••• G••••• L••	n/a	n/a	n/a	N	yes	n/a
R• A••• C•••••••• G••••• L••

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
BEVERLY HILLS	CA	United States	4	no
Greenwich	Ct	United States	4	no
Miami	FL	United States	3	no
PALM BEACH	FL	United States	3	yes
Dallas	TX	United States

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$14B	$12B	15.7%	$8.6B	17.8%	101	87	4	5

Relationships

Advises (51)

→ R•••••• C•••••• P••••••• P••••••• L•Private fundPrivate Equity Fund, IA
Oct 31, 2014 to presentfactForm ADV
→ R•••••• E••••••• •• C•••••••• U• L•Private fundPrivate Equity Fund, IA
Mar 31, 2026 to presentfactForm ADV
→ R• G••••••••• C•••••••• U•• L•Private fundPrivate Equity Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ R• A••••• C•••••••• S•• L•

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 31, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$5.1B
Occurred
Mar 31, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Mar 31, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1ca8206e-4628-aa0a-63bb-f26df8b54453
First observed: Nov 11, 2013
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.