DFX Intelligence

Data Factory

D•••••• R• E••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner11 years in industry

D•••••• R• E••••

Advisor at U•• P•••••• W••••• M••••••••• L••

Kansas City, MO | OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1cb874c5-54f1-5cf7-db70-8383c145904d

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 10, 2025 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• P•••••• W••••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• P•••••• W••••• M••••••••• L••	Mixed wealth	May 13, 2026	n/a	yes	Kansas City, MO\|OVERLAND PARK, KS	Current employment
S•••• • R••••••• I••	Independent wealth	Jul 10, 2025	Mar 13, 2026	no	OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• • R••••••• I••	U•• P•••••• W••••• M••••••••• L••	Mar 13, 2026	May 13, 2026	61	Firm change	Other

Relationships

Registered with (2)

→ U•• P•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 13, 2026 to presentfactForm ADV
→ S•••• • R••••••• I••Registered adviserregistration: previous registration
Jul 10, 2025 to Mar 13, 2026factForm ADV

Dated events

Occurred
Mar 13, 2026
Advisor changed firm
D•••••• R• E•••• left S•••• • R••••••• I•• for U•• P•••••• W••••• M••••••••• L•• (registered 2026-05-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1cb874c5-54f1-5cf7-db70-8383c145904d
First observed: Jul 10, 2025
Last observed: Sep 19, 2026 3 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.