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Advisor at MORGAN STANLEY
Oakland, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Oct 12, 2023 | n/a | yes | Oakland, CA | Current employment |
| THE ADVISORY GROUP OF SAN FRANCISCO, LLC | Independent wealth | Nov 14, 2006 | Oct 13, 2023 | no | SAN FRANCISCO, CA | Previous registration |
| INVESTORLOGIC, LLC | n/a | Jul 26, 2004 | Apr 1, 2005 | no | OAKLAND, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE ADVISORY GROUP OF SAN FRANCISCO, LLC | MORGAN STANLEY | Oct 13, 2023 | Oct 12, 2023 | -1 | Firm change | RIA to wirehouse |
| INVESTORLOGIC, LLC | THE ADVISORY GROUP OF SAN FRANCISCO, LLC | Apr 1, 2005 | Nov 14, 2006 | 592 | Firm change after gap | Other |