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RIA / WealthAdvisor20 years in industry

JON CHRISTOPHER GOODMAN

Advisor at JCG ADVISORY GROUP, LLC

BOZEMAN, MT

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 11, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JCG ADVISORY GROUP, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 11, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Mar 5, 2010
First registration: Jan 11, 2006
Dual registered: no
Other names: JON C GOODMAN
IAPD individual key: 5065832

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JCG ADVISORY GROUP, LLC	State registered	Aug 24, 2016	n/a	yes	BOZEMAN, MT	Current employment
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Oct 10, 2011	Jul 1, 2016	no	ENNIS, MT\|Ennis, MT	Previous registration
INVESTMENT CENTERS OF AMERICA, INC.	Former SEC adviser	Mar 23, 2010	Oct 3, 2011	no	BOULDER, MT\|SHERIDAN, MT\|MONTANA CITY, MT\|SHERIDAN, MT\|WEST YELLOWSTONE, MT\|SHERIDAN, MT\|ENNIS, MT	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 12, 2006	Oct 9, 2007	no	BOZEMAN, MT	Previous registration
PIPER SANDLER & CO.	Institutional manager	Jan 11, 2006	Aug 12, 2006	no	MINNEAPOLIS, MN\|BOZEMAN, MT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INDEPENDENT FINANCIAL PARTNERS	JCG ADVISORY GROUP, LLC	Jul 1, 2016	Aug 24, 2016	54	Firm change	Other
INVESTMENT CENTERS OF AMERICA, INC.	INDEPENDENT FINANCIAL PARTNERS	Oct 3, 2011	Oct 10, 2011	7	Firm change	Other
UBS FINANCIAL SERVICES INC.	INVESTMENT CENTERS OF AMERICA, INC.	Oct 9, 2007	Mar 23, 2010	896	Firm change after gap	Other
PIPER SANDLER & CO.	UBS FINANCIAL SERVICES INC.	Aug 12, 2006	Aug 12, 2006	0	Bulk transfer	Other

Relationships

Registered with (5)

→ JCG ADVISORY GROUP, LLCRegistered adviserregistration: current employment
Aug 24, 2016 to presentfactForm ADV
→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Oct 10, 2011 to Jul 1, 2016factForm ADV
→ INVESTMENT CENTERS OF AMERICA, INC.Registered adviserregistration: previous registration
Mar 23, 2010 to Oct 3, 2011factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 12, 2006 to Oct 9, 2007factForm ADV
→ PIPER SANDLER & CO.Registered adviserregistration: previous registration
Jan 11, 2006 to Aug 12, 2006factForm ADV

Dated events

No dated event names this entity yet.