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Advisor at LPL FINANCIAL LLC
FORT MILL, SC | DOYLESTOWN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 20, 2021 | n/a | yes | DOYLESTOWN, PA|FORT MILL, SC | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | May 26, 2016 | Oct 6, 2021 | no | DOYLESTOWN, PA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 23, 2010 | May 25, 2016 | no | DOYLESTOWN, PA|DOYLESTOWN, PA | Previous registration |
| WEALTH ADVISORY SERVICES, INC. | n/a | Jan 17, 2007 | Dec 31, 2021 | no | DOYLESTOWN, PA | Previous registration |
| PLAN ADVISORY SERVICES, INC. | n/a | Jul 23, 2003 | Dec 31, 2006 | no | DOYLESTOWN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WEALTH ADVISORY SERVICES, INC. | LPL FINANCIAL LLC | Dec 31, 2021 | Feb 23, 2010 | -4,329 | Firm change after gap | Other |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | LPL FINANCIAL LLC | Oct 6, 2021 | Sep 20, 2021 | -16 | Firm change | Ibd to ibd |
| LPL FINANCIAL LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | May 25, 2016 | May 26, 2016 | 1 | Firm change | Other |
| PLAN ADVISORY SERVICES, INC. | WEALTH ADVISORY SERVICES, INC. | Dec 31, 2006 | Jan 17, 2007 | 17 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 128536:6413:PA:2021-12-31 | Dec 31, 2021 | Feb 23, 2010 | DOYLESTOWN, PA | Firm change after gap |
| 149018:6413:PA:2021-10-06 | Oct 6, 2021 | Sep 20, 2021 | DOYLESTOWN, PA | Firm change |
| 6413:149018:PA:2016-05-25 | May 25, 2016 | May 26, 2016 | DOYLESTOWN, PA | Firm change |