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Advisor at JANNEY MONTGOMERY SCOTT LLC
GARDEN CITY, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Sep 19, 2016 | n/a | yes | GARDEN CITY, NY | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 28, 2010 | Mar 30, 2016 | no | Melville, NY|New York, NY|Hauppauge, NY|Melville, NY | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Apr 20, 2006 | May 6, 2010 | no | NEW YORK, NY|WHITE PLAINS, NY|WHITE PLAINS, NY|SYOSSET, NY|NEW YORK, NY | Previous registration |
| CITICORP INVESTMENT SERVICES | n/a | Mar 9, 2005 | Sep 22, 2005 | no | GLEN COVE, NY | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Oct 20, 2004 | Jan 10, 2005 | no | MELVILLE, NY | Previous registration |
| QUICK & REILLY, INC. | n/a | Jul 29, 2004 | Oct 20, 2004 | no | ISLANDIA, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | JANNEY MONTGOMERY SCOTT LLC | Mar 30, 2016 | Sep 19, 2016 | 173 | Firm change | Other |
| WELLS FARGO ADVISORS | MORGAN STANLEY | May 6, 2010 | Jun 28, 2010 | 53 | Firm change | Wirehouse to wirehouse |
| CITICORP INVESTMENT SERVICES | WELLS FARGO ADVISORS | Sep 22, 2005 | Apr 20, 2006 | 210 | Firm change | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | CITICORP INVESTMENT SERVICES | Jan 10, 2005 | Mar 9, 2005 | 58 | Firm change | Other |
| QUICK & REILLY, INC. | BANC OF AMERICA INVESTMENT SERVICES, INC. | Oct 20, 2004 | Oct 20, 2004 | 0 | Bulk transfer | Other |