DFX Intelligence

J•••••• P••• O•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

J•••••• P••• O•••••••

Advisor at T••••• A••••••• S•••••••• I•••

FORT LAUDERDALE, FL

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Search this name across graphsid dfx:ria:1ce60382-b126-4146-5d21-d21ed2ad0b57

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 8, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• A••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 8, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Jan 18, 2018	n/a	yes	FORT LAUDERDALE, FL	Current employment
W•••• F•••• A•••••••	Wirehouse	Jun 4, 2007	Jan 24, 2018	no	FORT LAUDERDALE, FL\|CORAL SPRINGS, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	T••••• A••••••• S•••••••• I•••	Jan 24, 2018	Jan 18, 2018	-6	Firm change	Other
B••• O• A•••••• I••••••••• S•••••••• I•••	W•••• F•••• A•••••••	Jun 4, 2007	Jun 4, 2007

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:283390:FL:2018-01-24	Jan 24, 2018	Jan 18, 2018	CORAL SPRINGS, FL	Firm change

Relationships

Registered with (3)

→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Jan 18, 2018 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 4, 2007 to Jan 24, 2018factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 8, 2001 to Jun 4, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1ce60382-b126-4146-5d21-d21ed2ad0b57
First observed: Mar 8, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.