DFX Intelligence

D••••• O•••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst27 years in industry

D••••• O•••• L••••

Advisor at F•••• P••••••• W•••••• L••

Coral Gables, FL

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Search this name across graphsid dfx:ria:1ce85213-0d23-12f1-9f54-84a128bb37d5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Aug 31, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 24, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Jun 14, 2024	n/a	yes	Coral Gables, FL	Current employment
C•••••••• W•••••	Former SEC adviser	Sep 28, 2023	Jul 25, 2024	no	Coral Gables, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• W•••••	F•••• P••••••• W•••••• L••	Jul 25, 2024	Jun 14, 2024	-41	Firm change after gap	RIA to RIA
S•• W•••••	C•••••••• W•••••	Apr 25, 2023	Sep 28, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
310912:159289:FL:2024-07-25	Jul 25, 2024	Jun 14, 2024	CORAL GABLES, FL	Firm change after gap

Relationships

Registered with (4)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ C•••••••• W•••••Registered adviserregistration: previous registration
Sep 28, 2023 to Jul 25, 2024factForm ADV
→ S•• W•••••Registered adviserregistration: previous registration
Mar 6, 2020 to Apr 25, 2023factForm ADV
→ M••••• S••••••

Dated events

Occurred
Jul 25, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 25, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1ce85213-0d23-12f1-9f54-84a128bb37d5
First observed: Aug 31, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.