DFX Intelligence

K•••• J•••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

K•••• J•••• G•••••

Advisor at I••••••••• F•••••••• P•••••••

Urbandale, IA

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Search this name across graphsid dfx:ria:1cec14f5-5fa8-6673-8a06-30c52777a1b1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• P•••••••	Bd affiliated wealth	Feb 14, 2011	n/a	yes	Urbandale, IA	Current employment
N•• A•••••••• I•••	n/a	Feb 29, 2008	Dec 1, 2010	no	WEST DES MOINES, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• A•••••••• I•••	I••••••••• F•••••••• P•••••••	Dec 1, 2010	Feb 14, 2011	75	Bulk transfer	Other
N•• F••••••••• I•••	N•• A•••••••• I•••	Oct 16, 2008	Feb 29, 2008

Relationships

Registered with (4)

→ I••••••••• F•••••••• P•••••••Registered adviserregistration: current employment
Feb 14, 2011 to presentfactForm ADV
→ N•• A•••••••• I•••Registered adviserregistration: previous registration
Feb 29, 2008 to Dec 1, 2010factForm ADV
→ N•• F••••••••• I•••Registered adviserregistration: previous registration
Aug 1, 2006 to Oct 16, 2008factForm ADV
→ A•••••• P••••••• P•••••••• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1cec14f5-5fa8-6673-8a06-30c52777a1b1
First observed: Jan 1, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.