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Advisor at OSAIC WEALTH, INC.
COLORADO SPRINGS, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 19, 2024 | n/a | yes | COLORADO SPRINGS, CO | Current employment |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Feb 3, 2020 | Jan 19, 2024 | no | COLORADO SPRINGS, CO | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | Feb 5, 2020 | no | Colorado Springs, CO | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Jan 2, 2015 | Mar 25, 2017 | no | COLORADO SPRINGS, CO | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Apr 8, 2014 | Jan 2, 2015 | no | COLORADO SPRINGS, CO | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jan 4, 2010 | Mar 14, 2014 | no | COLORADO SPRINGS, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | OSAIC WEALTH, INC. | Jan 19, 2024 | Jan 19, 2024 | 0 | Bulk transfer | Ibd to ibd |
| MML INVESTORS SERVICES, LLC | WOODBURY FINANCIAL SERVICES, INC. | Feb 5, 2020 | Feb 3, 2020 | -2 | Firm change | Ibd to ibd |
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| NEW ENGLAND SECURITIES CORPORATION | MSI FINANCIAL SERVICES, INC. | Jan 2, 2015 | Jan 2, 2015 | 0 | Bulk transfer | Other |
| EQUITABLE ADVISORS, LLC | NEW ENGLAND SECURITIES CORPORATION | Mar 14, 2014 | Apr 8, 2014 | 25 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10409:421:CO:2020-02-05 | Feb 5, 2020 | Feb 3, 2020 | COLORADO SPRINGS, CO | Firm change |