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Advisor at U.S. BANCORP ADVISORS, LLC
Saint Paul, MN | San Diego, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | Sep 26, 2025 | n/a | yes | Saint Paul, MN|San Diego, CA | Current employment |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Apr 25, 2023 | Feb 13, 2026 | no | San Diego, CA|San Diego, CA|San Diego, CA|Saint Paul, MN|Charlotte, NC | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 19, 2012 | Apr 26, 2023 | no | SAN DIEGO, CA | Previous registration |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Aug 12, 2011 | Nov 9, 2012 | no | AUSTIN, TX|AUSTIN, TX|AUSTIN, TX | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 23, 2009 | Aug 9, 2011 | no | SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| H. BECK, INC. | Former SEC adviser | Jan 2, 2009 | Sep 21, 2009 | no | Rockville, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP INVESTMENTS, INC. | U.S. BANCORP ADVISORS, LLC | Feb 13, 2026 | Sep 26, 2025 | -140 | Bulk transfer | Ibd to ibd |
| LPL FINANCIAL LLC | U.S. BANCORP INVESTMENTS, INC. | Apr 26, 2023 | Apr 25, 2023 | -1 | Firm change | Ibd to ibd |
| NFP ADVISOR SERVICES, LLC | LPL FINANCIAL LLC | Nov 9, 2012 | Nov 19, 2012 | 10 | Firm change | Other |
| LPL FINANCIAL LLC | NFP ADVISOR SERVICES, LLC | Aug 9, 2011 | Aug 12, 2011 | 3 | Firm change | Other |
| H. BECK, INC. | LPL FINANCIAL LLC | Sep 21, 2009 | Sep 23, 2009 | 2 | Firm change | Other |