DFX Intelligence

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RIA / WealthAdvisor33 years in industry

MICHAEL JOHN SHERMAN

Advisor at M4A3 LLC

BOULDER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1cff773a-1fbf-a32e-232f-8008f82fba74

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 2
Observed: Jun 22, 2000 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Michael John Sherman

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

Michael John Sherman

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M4A3 LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 21, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Apr 21, 1993
First registration: Jun 22, 2000
Dual registered: no
IAPD individual key: 2286858

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M4A3 LLC	Independent wealth	Jan 1, 2026	n/a	yes	BOULDER, CO	Current employment
SACHEM HILL LLC	Independent wealth	May 29, 2015	Jun 4, 2025	no	DENVER, CO	Previous registration
CRESTONE ASSET MANAGEMENT LLC	Former SEC adviser	Jun 22, 2000	Nov 10, 2014	no	BOULDER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SACHEM HILL LLC	M4A3 LLC	Jun 4, 2025	Jan 1, 2026	211	Firm change	RIA to RIA
CRESTONE ASSET MANAGEMENT LLC	SACHEM HILL LLC	Nov 10, 2014	May 29, 2015	200	Firm change	Other

Relationships

Registered with (3)

→ M4A3 LLCRegistered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ SACHEM HILL LLCRegistered adviserregistration: previous registration
May 29, 2015 to Jun 4, 2025factForm ADV
→ CRESTONE ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Jun 22, 2000 to Nov 10, 2014factForm ADV

Dated events

Occurred
Jun 4, 2025
Advisor changed firm
Michael John Sherman left Sachem Hill Llc for M4A3 Llc (registered 2026-01-01)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1cff773a-1fbf-a32e-232f-8008f82fba74
First observed: Jun 22, 2000
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MICHAEL JOHN SHERMAN

Advisor at M4A3 LLC

BOULDER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1cff773a-1fbf-a32e-232f-8008f82fba74

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:15 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

M4A3 LLC

Independent wealth

Jan 1, 2026

n/a

yes

BOULDER, CO

Current employment

SACHEM HILL LLC

Independent wealth

May 29, 2015

Jun 4, 2025

DENVER, CO

Previous registration

CRESTONE ASSET MANAGEMENT LLC

Former SEC adviser

Jun 22, 2000

Nov 10, 2014

BOULDER, CO

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

SACHEM HILL LLC

M4A3 LLC

Jun 4, 2025

Jan 1, 2026

211

Firm change

RIA to RIA

CRESTONE ASSET MANAGEMENT LLC

SACHEM HILL LLC

Nov 10, 2014

May 29, 2015

200

Firm change

Other