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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

MELISSA LEE Lacey

Advisor at MMA SECURITIES LLC

San Diego, CA

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Search this name across graphsid dfx:ria:1d03b990-0f10-ff8b-0571-bf4dfe21ff90

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MMA SECURITIES LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 13, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Oct 13, 1994
First registration: Feb 14, 2011
Dual registered: yes, broker-dealer
Other names: MELISSA LEE SENNATT|Melissa Lee Lacey|MELISSA LEE WEBB
IAPD individual key: 2540512

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MMA SECURITIES LLC	No RAUM reported	Sep 27, 2021	n/a	yes	San Diego, CA	Current employment
LOCKTON INVESTMENT ADVISORS, LLC	No RAUM reported	Dec 12, 2017	Aug 20, 2021	no	Los Angeles, CA\|OVERLAND PARK, KS\|Los Angeles, CA	Previous registration
PENTEGRA INVESTORS, INC.	Institutional manager	Feb 17, 2015	Nov 30, 2017	no	CARLSBAD, CA\|SHELTON, CT	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 14, 2011	Mar 5, 2013	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LOCKTON INVESTMENT ADVISORS, LLC	MMA SECURITIES LLC	Aug 20, 2021	Sep 27, 2021	38	Firm change	Other
PENTEGRA INVESTORS, INC.	LOCKTON INVESTMENT ADVISORS, LLC	Nov 30, 2017	Dec 12, 2017	12	Firm change	Other
LPL FINANCIAL LLC	PENTEGRA INVESTORS, INC.	Mar 5, 2013	Feb 17, 2015	714	Firm change after gap	Other

Relationships

Registered with (4)

→ MMA SECURITIES LLCRegistered adviserregistration: current employment
Sep 27, 2021 to presentfactForm ADV
→ LOCKTON INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 12, 2017 to Aug 20, 2021factForm ADV
→ PENTEGRA INVESTORS, INC.Registered adviserregistration: previous registration
Feb 17, 2015 to Nov 30, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 14, 2011 to Mar 5, 2013factForm ADV

Dated events

No dated event names this entity yet.