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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

Chad Michael Krahn

Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Spokane Valley, WA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 8, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 1, 2009
First registration: May 8, 2009
Dual registered: yes, broker-dealer
Other names: Chad Michael Krahn
IAPD individual key: 5358792

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Nov 2, 2021	n/a	yes	Spokane Valley, WA	Current employment
D.A. DAVIDSON & CO.	Independent wealth	May 15, 2015	Apr 30, 2021	no	COEUR D'ALENE, ID	Previous registration
EDWARD JONES	National bd RIA	Oct 18, 2010	Apr 30, 2015	no	SPOKANE VALLEY, WA\|ST LOUIS, MO\|COEUR D'ALENE, ID	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	May 8, 2009	Jun 18, 2010	no	LEWISTOWN, MT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
D.A. DAVIDSON & CO.	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Apr 30, 2021	Nov 2, 2021	186	Firm change	Other
EDWARD JONES	D.A. DAVIDSON & CO.	Apr 30, 2015	May 15, 2015	15	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	EDWARD JONES	Jun 18, 2010	Oct 18, 2010	122	Firm change	Other

Relationships

Registered with (4)

→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: current employment
Nov 2, 2021 to presentfactForm ADV
→ D.A. DAVIDSON & CO.Registered adviserregistration: previous registration
May 15, 2015 to Apr 30, 2021factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Oct 18, 2010 to Apr 30, 2015factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
May 8, 2009 to Jun 18, 2010factForm ADV

Dated events

No dated event names this entity yet.