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CRD 283771
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DAVID EDWARD RAPPA | n/a | NEW YORK, NY | 5 | 10 | n/a | no |
| PETER AUSTIN VLACHOS | n/a | NEW YORK, NY | 5 | 19 | 1 | no |
| Maxwell Holt Snyder | n/a | NEW YORK, NY | 5 | 13 | n/a | no |
| ZOE AUSTIN VLACHOS | n/a | NEW YORK, NY | 5 | 10 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| PRIVATE FUND 2 | Private Equity Fund | $2.6M | Mar 31, 2021 | 17 | May 22, 2020 | dropped | 021-356736 |
| FUND 1 | Private Equity Fund | $2.4M | Mar 30, 2024 | 14 | Apr 6, 2018 | reported | 021-302524 |
| FUND 2 | Private Equity Fund | $950,000 | Mar 30, 2024 | 10 | Apr 5, 2022 | reported | 021-408466 |
| FUND 6 | Private Equity Fund | $700,280 | Mar 30, 2024 | 8 | Apr 1, 2023 | reported | 021-1906296 |
| FUND 3 | Private Equity Fund | $500,000 | Mar 30, 2024 | 12 | Apr 5, 2022 | reported | 021-417236 |
| FUND 5 | Private Equity Fund | $202,807 | Mar 30, 2024 | 3 | Apr 1, 2023 | reported | 021-1922308 |
| FUND 4 | Private Equity Fund | $168,459 | Mar 30, 2024 | 14 | Apr 5, 2022 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| RAPPA, DAVID, EDWARD | Member | D | yes | 02/2016 | May 6, 2016 | Mar 30, 2024 |
| VLACHOS, ZOE, AUSTIN | MEMBER, CHIEF COMPLIANCE OFFICER | C | yes | 02/2016 | May 6, 2016 | Mar 30, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $306M | $303M | 3 | 3 | 0 | 1 | n/a |
| 2024 | Mar 31, 2025 | $274M | $271M | 3 | 3 | 0 | 4 | n/a |
| 2023 | Mar 30, 2024 | $258M | $254M | 3 | 3 | 0 | 6 | $5.0M |
| 2022 | Apr 1, 2023 | $233M | $227M | 3 | 3 | 0 | 6 | $5.0M |
| 2021 | Apr 5, 2022 | $296M | $280M | 3 | 3 | 0 | 4 | $4.3M |
| 2020 | Mar 31, 2021 | $221M | $209M | 4 | 4 | 0 | 2 | $5.0M |
| 2019 | May 22, 2020 | $213M | $202M | 4 | 4 | 0 | 2 | $5.4M |
| 2018 | Mar 31, 2019 | $189M | $177M | 4 | 4 | 0 | 1 | $2.4M |
| 2017 | Apr 6, 2018 | $179M | $167M | 5 | 5 | 0 | 1 | $1.9M |
| 2016 | Apr 1, 2017 | $182M | $172M | 4 | 3 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $306M | $274M | 11.5% | $233M | 9.4% | 3 | 3 | 0 | 0 |