This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MACKAY SHIELDS LLC

Current firm class

other adviserderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S66

First exam

Feb 28, 2019

First registration

Mar 26, 2019

Dual registered

no

Other names

MEGAN BARNETT|MEGAN Ann BARNETT

IAPD individual key

6330677

• Occurred

  Mar 30, 2024
  Advisor changed firm

  Megan Barnett left Imperial Capital Asset Management Llc for Mackay Shields Llc (registered 2025-01-27)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:1d0cde70-6476-5823-4a02-db73c600ca40

First observed

Mar 26, 2019

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.