DFX Intelligence
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Reading the graph
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Advisor at E••••••••• L••
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E••••••••• L•• | State registered | Feb 11, 2017 | n/a | yes | CHICAGO, IL | Current employment |
| M••••• S•••••• | Wirehouse | Nov 19, 2010 | Feb 20, 2017 | no | Glenview, IL|Chicago, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | E••••••••• L•• | Feb 20, 2017 | Feb 11, 2017 | -9 | Firm change | Wirehouse to state RIA |
| M•••••• F•••••••• I••••••••• M••••••••• I••• | M••••• S•••••• | Nov 24, 2010 | Nov 19, 2010 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:285781:IL:2017-02-20 | Feb 20, 2017 | Feb 11, 2017 | CHICAGO, IL | Firm change |
| M•••••• F•••••••• I••••••••• M••••••••• I••• |
| Mixed wealth |
| Apr 21, 2008 |
| Nov 24, 2010 |
| no |
| HIGHLAND PARK, IL |
| Previous registration |
| C•••• I••••••••• S••••••• C•••• | Former SEC adviser | Jul 13, 2005 | Apr 17, 2008 | no | DEERFIELD, IL|ROUND LAKE, IL|CHICAGO, IL|FOX LAKE, IL | Previous registration |
| -5 |
| Firm change |
| Other |
| C•••• I••••••••• S••••••• C•••• | M•••••• F•••••••• I••••••••• M••••••••• I••• | Apr 17, 2008 | Apr 21, 2008 | 4 | Firm change | Other |