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D••••••• F•••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

D••••••• F•••••• H•••••

Advisor at D••••• A•••• M••••••••• L••

LAKE HILL, NY

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Search this name across graphsid dfx:ria:1d1ef952-c687-00f5-0ec9-5399e193cc9d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 18, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••• A•••• M••••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 27, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D••••• A•••• M••••••••• L••	State registered	Jun 23, 2021	n/a	yes	LAKE HILL, NY	Current employment
S• A•••••••• L••	Independent wealth	May 25, 2021	Jun 1, 2021	no	LAKE HILL, NY\|ATLANTA, GA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S• A•••••••• L••	D••••• A•••• M••••••••• L••	Jun 1, 2021	Jun 23, 2021	22	Firm change	RIA to state RIA
D••••• A•••• M••••••••• L••	S• A•••••••• L••	Dec 31, 2019

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
154680:136836:GA:2021-06-01	Jun 1, 2021	Jun 23, 2021	ATLANTA, GA	Firm change
136836:154680:NY:2019-12-31	Dec 31, 2019	Nov 12, 2020	LAKE HILL, NY	Firm change

Relationships

Registered with (2)

→ D••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Oct 10, 2014 to Dec 31, 2019factForm ADV
→ S• A•••••••• L••Registered adviserregistration: previous registration
May 25, 2021 to Jun 1, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1d1ef952-c687-00f5-0ec9-5399e193cc9d
First observed: Aug 18, 2006
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.