DFX Intelligence

W•••• M••••••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

W•••• M••••••• N•••••

Advisor at G••••• W••••• M••••••••• I•••

Lone Tree, CO | Cora, WY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1d1f3408-05a4-5ad5-7e12-62c4487bdf40

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 19, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• W••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 27, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• W••••• M••••••••• I•••	Bd affiliated wealth	Oct 19, 2021	n/a	yes	Lone Tree, CO\|Cora, WY	Current employment
P•••• S••••••••• L••	No RAUM reported	Mar 19, 2012	Sep 28, 2012	no	ENGLEWOOD, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• S••••••••• L••	G••••• W••••• M••••••••• I•••	Sep 28, 2012	Oct 19, 2021	3,308	Firm change after gap	Other

Relationships

Registered with (2)

→ G••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Oct 19, 2021 to presentfactForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Mar 19, 2012 to Sep 28, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1d1f3408-05a4-5ad5-7e12-62c4487bdf40
First observed: Mar 19, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.